| Version: | D |
|---|---|
| Release: | 97B |
| Contr. Agency: | UN |
| Revision: | 2 |
| Date: | 97-07-25 |
| SOURCE: | Joint Rapporteurs Message Design Group JM8 |
|
For general information on UN standard message types see UN Trade Data Interchange Directory, UNTDID, Part 4, Section 2.6, UN/ECE UNSM General Introduction |
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This message also occurs in the following versions of this standard: D94B, D95A, D95B, D96A, D96B, D97A, D97B, D98A, D98B, D99A, D99B, D00A, D00B, D01A, D01B, D01C, D02A, D02B, D03A, D03B, D04A, D04B |
This specification provides the definition of the Direct balance of payment declaration message (BOPDIR) to be used in Electronic Data Interchange (EDI) between trading partners involved in administration, commerce and transport.
The message can be sent by non-bank residents to report directly to the Balance of Payments (BOP) compiler on:
. transactions via bank accounts held at a resident bank . transactions via bank accounts held at a non-resident bank . transactions and clearing via accounts with non-bank non-residents . foreign assets and liabilities . information in the context of a BOP-related survey (stocks and flows); for those countries which base their compilation of the BOP on surveys.
The Direct balance of payment declaration message may be used for both national and international applications. It is based on universal practice related to administration, commerce and transport, and is not dependent on the type of business or industry.
This message is to be applied in the framework of the data collection for the Balance of Payment compilation.
The message , which contains 3 parts, is sent by enterprises (non-banks) to the BOP compiler to supply information on amounts received from non-residents via resident banks. This is an alternative route to sending a BOPINF message. Or, as is the case in France, to report on all their transactions, payments and receipts.
This part deals with part 1 of the message.
This message could also be used for reporting on settlements via external bank accounts, current accounts held abroad with non-banks or participation in an international clearing system.
This part deals with part 2 of the message.
Further, this message could also be used for reporting results for all types of BOP-related surveys : either for reporting results of general questionnaires or for specific questionnaires such as the reports on positions (foreign assets and liabilities)
This part deals with part 3 of the message.
Each part is independent from each other. A message can contain one, two or all of them.
See UNTDID, Part 4, Chapter 2.6 UN/ECE UNSM - General Introduction, Section 1.
See UNTDID, Part 4, Chapter 2.6 UN/ECE UNSM - General Introduction, Section 2.
This section should be read in conjunction with the Segment Table which indicate mandatory, conditional and repeating requirements.
Information to be provided in the Header section:
A service segment starting and uniquely identifying a message. The message type code for the Direct balance of payment declaration message is BOPDIR.
Note: Direct balance of payment declaration messages conforming to this document must contain the following data in segment UNH, composite S009:
| Data element | 0065 | BOPDIR |
| 0052 | D | |
| 0054 | 97B | |
| 0051 | UN |
A segment to indicate the type and function of the message and to transmit its identifying number.
A segment to specify the date and, when required, the time at which the message has been created as well as other dates and times relevant to the financial transaction (day, month, year).
A group of segments to give auxiliary references and the relevant dates for the message itself.
A segment to give another reference for the message.
A segment to give the period reported in the message (for example day/month/year).
A group of segments to give the identification of the reporting agent (generally the enterprise) or, possibly with a second occurrence, the identification of the enterprise on behalf of which the declaration is made.
A segment to identify the resident party.
A segment to identify a person or a department for the party specified in the NAD segment and to whom communication should be directed.
A segment to give a communication number for the party identified in the NAD segment.
Part 1 : direct reporting of transactions via resident bank accounts.
This part of the message gives for all the resident bank accounts the requested information. The information is given for each account separately.
A group of segments to accommodate the details relevant to the transactions performed via one account during the relevant period.
A segment identifying the report line item by a current line number.
A segment giving the identification of the resident's financial institution involved.
A group of segments to give the nature and the amount of each transaction processed via one account during the relevant period.
A segment to give the nature of transaction.
A segment to give information in clear and free form about the nature of transaction.
A group of segments to give references and dates of the transaction.
A segment to give the serial number of the transaction.
A segment to give the day, month and year of the transaction.
A segment to give the identification of the 2nd party (either the Payor, the Payee or another non-bank party).
A group of segments to give the amount and the currency details of that transaction.
A segment to give the amount of the transaction and the relevant currency.
A segment to give the reference currency (e.g. the currency of the account) and the target currency (e.g. the currency of the transfer) of the transaction when they are different.
A segment to indicate one of the different countries involved in the transaction.
Information to be provided in the Detail section:
A service segment placed at the start of the detail section to avoid collision.
Part 2 : direct reporting of transactions via accounts held with non-residents.
This part of the message gives for all the accounts held abroad with banks or non-banks the requested information. The information is given for each account separately.
A group of segments to accommodate the details relevant to the transactions performed via one account during the relevant period.
A segment identifying the report line item by a current line number.
A segment to give the type of the account or the reporting form.
A segment to identify the non-resident financial institution where the resident's external account is held.
A segment to identify the non-resident non-bank institution where the account is held.
A segment to give the opening balance and the closing balance of that account and the relevant currency.
A group of segments to give the type, the amount and the relevant details of each different transaction performed via the account.
A segment to give the nature of transaction (e.g. exports of goods, transport services, purchase of shares).
A segment to give information in clear and free form about the nature of that part of the transaction.
A group of segments to give the identification and the quantity of security.
A segment to identify the type of security (shares, bonds, etc.).
A segment to specify the quantity of security.
A segment to give the face value of the security.
A group of segments to give references and dates of the transaction.
A segment to give the serial number of the transaction.
A segment to give the day, month and year of the transaction.
A segment to identify the domestic bank related to a specific flow of amount related to the transaction (provisioning or repatriating with an account held locally).
A segment to identify the counterparty.
A segment to give the amount and the currency of the transaction.
A segment to indicate one of the different countries involved.
Part 3 : direct reporting of BOP-related surveys and of foreign assets and liabilities.
This part of the message gives the requested information for all types of BOP-related surveys : either for reporting results of general questionnaires or for specific questionnaires such as the report on positions (foreign assets and liabilities).
PLEASE NOTE. In the explanation below where survey and type of question is used the same goes for reporting form and type of position.
A group of segments to give for all type of surveys the relevant information.
A segment giving the type of survey.
A group of segments to give the relevant information for the specific survey.
A segment giving the type of question of that survey.
A segment for information in clear and free form about the type of question on that reporting form.
A group of segments to provide specific details on the type of question for that specific survey.
A segment identifying the report line item by a current number.
A group of segments to give the identification and the quantity of shares.
A segment to identify the type of security (shares, bonds, etc.).
A segment to specify the quantity of shares.
A segment to give the face value of the security.
A group of segments to give the amount/currency and the identity of the non-resident debtor/creditor.
A segment giving the amount of the position concerned by the question.
A segment to identify the non-resident debtor or creditor (or more general, in the case of surveys the counterparty).
Information to be provided in the Summary section:
0600 Segment group 16: AUT-DTM A group of segments to specify the details of authentication.
A segment to specify the details of any authentication (validation) procedure applied to the BOPDIR message.
A segment to identify the date and if necessary, the time of validation.
A service segment ending a message, giving the total number of segments in the message and the control reference number of the message.
| AUT | Authentication result | |
| BGM | Beginning of message | |
| COM | Communication contact | |
| CTA | Contact information | |
| CUX | Currencies | |
| DTM | Date/time/period | |
| FII | Financial institution information | |
| FTX | Free text | |
| GIR | Related identification numbers | |
| LIN | Line item | |
| LOC | Place/location identification | |
| MOA | Monetary amount | |
| NAD | Name and address | |
| PRI | Price details | |
| QTY | Quantity | |
| RCS | Requirements and conditions | |
| RFF | Reference | |
| SEQ | Sequence details | |
| UNH | Message header | |
| UNS | Section control | |
| UNT | Message trailer |
| ├─UNH Message header | ×1 | (M) |
| ├─BGM Beginning of message | ×1 | (M) |
| ├─DTM Date/time/period | ×3 | (M) |
| ├─Segment Group 1 | ×2 | (C) |
| │─├─RFF Reference | ×1 | (M) |
| │─└─DTM Date/time/period | ×1 | (C) |
| ├─Segment Group 2 | ×2 | (M) |
| │─├─NAD Name and address | ×1 | (M) |
| │─├─CTA Contact information | ×1 | (C) |
| │─└─COM Communication contact | ×5 | (C) |
| ├─Segment Group 3 | ×999 | (C) |
| │─├─LIN Line item | ×1 | (M) |
| │─├─FII Financial institution information | ×1 | (M) |
| │─└─Segment Group 4 | ×9999 | (M) |
| │───├─RCS Requirements and conditions | ×1 | (M) |
| │───├─FTX Free text | ×10 | (C) |
| │───├─Segment Group 5 | ×1 | (C) |
| │───│─├─RFF Reference | ×1 | (M) |
| │───│─└─DTM Date/time/period | ×1 | (C) |
| │───├─NAD Name and address | ×2 | (M) |
| │───├─Segment Group 6 | ×1 | (M) |
| │───│─├─MOA Monetary amount | ×1 | (M) |
| │───│─└─CUX Currencies | ×1 | (C) |
| │───└─LOC Place/location identification | ×4 | (C) |
| ├─UNS Section control | ×1 | (M) |
| ├─Segment Group 7 | ×999 | (C) |
| │─├─LIN Line item | ×1 | (M) |
| │─├─RCS Requirements and conditions | ×1 | (M) |
| │─├─FII Financial institution information | ×1 | (C) |
| │─├─NAD Name and address | ×1 | (C) |
| │─├─MOA Monetary amount | ×2 | (M) |
| │─└─Segment Group 8 | ×9999 | (C) |
| │───├─RCS Requirements and conditions | ×1 | (M) |
| │───├─FTX Free text | ×10 | (C) |
| │───├─Segment Group 9 | ×1 | (C) |
| │───│─├─GIR Related identification numbers | ×1 | (M) |
| │───│─├─QTY Quantity | ×1 | (C) |
| │───│─└─PRI Price details | ×1 | (C) |
| │───├─Segment Group 10 | ×1 | (C) |
| │───│─├─RFF Reference | ×1 | (M) |
| │───│─└─DTM Date/time/period | ×1 | (C) |
| │───├─FII Financial institution information | ×1 | (C) |
| │───├─NAD Name and address | ×1 | (C) |
| │───├─MOA Monetary amount | ×1 | (M) |
| │───└─LOC Place/location identification | ×4 | (C) |
| ├─Segment Group 11 | ×99 | (C) |
| │─├─RFF Reference | ×1 | (M) |
| │─└─Segment Group 12 | ×99 | (M) |
| │───├─RCS Requirements and conditions | ×1 | (M) |
| │───├─FTX Free text | ×1 | (C) |
| │───└─Segment Group 13 | ×9999 | (M) |
| │─────├─SEQ Sequence details | ×1 | (M) |
| │─────├─Segment Group 14 | ×1 | (C) |
| │─────│─├─GIR Related identification numbers | ×1 | (M) |
| │─────│─├─QTY Quantity | ×1 | (C) |
| │─────│─└─PRI Price details | ×1 | (C) |
| │─────└─Segment Group 15 | ×999 | (M) |
| │───────├─MOA Monetary amount | ×1 | (M) |
| │───────└─NAD Name and address | ×1 | (C) |
| ├─Segment Group 16 | ×1 | (C) |
| │─├─AUT Authentication result | ×1 | (M) |
| │─└─DTM Date/time/period | ×1 | (C) |
| └─UNT Message trailer | ×1 | (M) |